Advancing the Field of Quantitative Finance
formerly the IAFE

Event: The IAFE ORC Panel:Getting Governance Right: Listening for the Early Warning Signals
Date: March 9, 2010
Time: 5:30 Registration
6:00 - Panel Discussion

7:30 - Reception
Location:
PricewaterhouseCoopers

300 Madison Avenue
New York

The Operational Risk Committee and the International Association of Financial Engineers presents

 

Getting Governance Right: Listening for the Early Warning Signals

March 9, 2010
5:30 Registration
6:00-7:30 Event

PricewaterhouseCoopers

300 Madison Avenue

New York

Panelists

Christine M. Cumming

First Vice President,

Federal Reserve Bank of New York

Mario Mosse

Vice President, Business & Operating Risk,

Prudential

Mark K. Schonfeld

Partner and Co-Head of Securities Enforcement Practice,

Gibson, Dunn & Crutcher LLP

Moderator

Charles A. Fishkin

Senior Vice President and Director of Risk Management for North America,

AllianceBernstein

 

This panel proposes to explore how organizations can provide that information flows freely across organizations to effectively manage emerging and resurgent risk issues that could affect profitability, reputation, brand and client service.

Topics to be discussed

  • How can organizations provide that good and bad news gets shared from the “trenches” to top?
  • How can organizations provide that employee concerns about potential problems gets shared at the earliest stages and processes are in place to take action as needed?
  • How can a board of directors obtain the information and intelligence it needs to provide effective oversight?
  • What is the current state of the effectiveness of risk management practices regarding governance and the fostering of cultures that promote the free flow of information?
  • What lessons can we learn from the market crisis?

 

Sponsored by

Algorithmics

 

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